EM
Elliott B. Montgomery
MISSION FINANCIAL GROUP
Kilauea, HI
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CRD#: 8015618
EM
Professional summary
Elliott B Montgomery is a registered financial advisor currently at MISSION FINANCIAL GROUP, LLC located in Kilauea, Hawaii and INDEPENDENT FINANCIAL GROUP, LLC located in Honolulu, Hawaii.
Elliott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Elliott has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Williams Construction LLC, non-investment related business, Kapaa, HI 96746, Construction Company, Employee, Lead Project Manager. Started working with this company in November of 2018. Devoted to working a maximum of 8 hours per month and the 8 hours per month are during trading hours. I would help train new Project Managers and help with interviewing potential new candidates for the company. 2. Seacliff Plantation Community Association, non-investment related business, Kilauea, HI 96754, Design Review Committee, Independent Contractor, Design Review Committee Manager. Started working with this company in June 2024. Devoted to working a maximum of 8 hours per month and the 8 hours per month are during trading hours. I review and approve of proposed construction plans and projects in the Seacliff Community neighborhood in Kilauea, HI.
CRS (Client Relationship Summary) - RIA
Click below to view Elliott B Montgomery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2025 - Present
MISSION FINANCIAL GROUP, LLC
RIA
CRD#: 311876
Kilauea, HI
Current
December 17, 2024 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1240 Ala Moana Blvd. Suite 530, Honolulu, HI 96814Office #2: 5-4280 Kuhio Highway #b203, Plinceville, HI 96722RIA
BD
CRD#: 7717
Honolulu, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MISSION FINANCIAL GROUP, LLC
MISSION FINANCIAL GROUP, LLC
CRD#: 311876 / SEC#: 801-120042
RIA
Registered Investment Advisory firm - (1/4/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/27/2025)
RR
Colorado(1/27/2025)
RR
Georgia(1/27/2025)
RR
Hawaii(1/22/2025)
IAR
Hawaii(2/19/2025)
RR
Kansas(1/27/2025)
RR
Missouri(1/27/2025)
RR
Nevada(1/27/2025)
RR
New York(1/27/2025)
RR
Oregon(1/30/2025)
RR
Tennessee(1/27/2025)
RR
Texas(1/27/2025)
RR
Washington(1/27/2025)
RR
Wyoming(1/27/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MISSION FINANCIAL GROUP, LLC
MISSION FINANCIAL GROUP, LLC
CRD#: 311876 / SEC#: 801-120042
RIA
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Contact information
Main Address
732 S. 6th St. #4119, Las Vegas, NV 89101
Mailing Address
Phone number
(808) 445-9965
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 897 |
| AUM (Assets Under Management) | $ 232,821,170 |
Red Flags
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