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MH

Michael R. Hennessey

SABLE CAPITAL LLC
St. Louis, MO 63102
Some features on this profile are disabled
CRD#: 8015523
MH

Professional summary

Michael Richard Hennessey, who also goes by Rick Hennessey, is a registered financial professional currently at SABLE CAPITAL LLC located in St. Louis, Missouri.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2025. Michael has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rick Hennessey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Richard Hennessey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2025 - Present

SABLE CAPITAL LLC

Office #1: 6 Cardinal Way, Suite 801, St. Louis, MO 63102
BD
CRD#: 113818
St. Louis, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(1/18/2025)
RR
Nevada
(1/18/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/17/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/3/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/11/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SABLE CAPITAL LLC
CAPITAL CITY ADVISORS, INC. | SOUTHEASTERN CAPITAL PARTNERS BD, INC. | SABLE CAPITAL LLC | DIAMOND FUNDING, LLC

CRD#: 113818 / SEC#: , 8-53400

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
6 Cardinal Way, Suite 801, St. Louis, MO 63102
Mailing Address
6 Cardinal Way, Suite 801, St. Louis, MO 63102
Phone number
(314) 549-4045
Established
Delaware since 11/08/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BUTCHERJOSEPH & CO. LLCOWNER
BUTCHER, KEITH DELBERTMANAGING PARTNER/CEO4490073
WEEKS, CURTIS ALLANFINOP, PFO, POO5278425
WESTBROOK, SARAH MARGARETCHIEF COMPLIANCE OFFICER4751500

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SABLE CAPITAL LLC

CRD#: 113818St. Louis, MO 63102

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