LD
Lei Duan
OPEN DOOR INVESTMENT ADVISORS
Pflugerville, TX
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CRD#: 8015128
LD
Professional summary
Lei Duan is a registered financial advisor currently at OPEN DOOR INVESTMENT ADVISORS, INC. located in Pflugerville, Texas.
Lei is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Lei has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the business: Maxwell Locke & Ritter LLP Whether the business is investment related: No The address of the other business: 401 Congress Ave. STE 2000, Austin, TX 78701 Nature of the other business: Accounting firm My position: Contractor - financial due diligence manager Title: Independent contractor The start date of this relationship: February 2024 Approximate hours per month: Insignificant. Currently inactive. Number of hours I devote during trading hours: minimal, maybe 2 hours a week as needed. Description of duty: This work is consulting in nature, and not involved with investment decision making. I was one of MLR's due diligence managers before. They asked me to manage projects for them when I have downtime. I am paid by the hour, and I have full autonomy over my hours. If and when I pick up a project, my responsibilities primarily include managing associates assigned to different tasks, review associate work, monitor project progress, and discussions with clients. My current involvement is minimal. There is no mandatory meetings / hour commitment in this role for me. I work primarily outside of market hours as I review associate work after they are done with their day. Sometimes I attend discussions with clients during the day, but I have flexibility in scheduling those calls. This work does not affect my commitment to my current role.
CRS (Client Relationship Summary) - RIA
Click below to view Lei Duan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 22, 2025 - Present
OPEN DOOR INVESTMENT ADVISORS, INC.
RIA
CRD#: 123173
Pflugerville, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(9/22/2025)
Current Firm
OD
OPEN DOOR INVESTMENT ADVISORS, INC.
OPEN DOOR INVESTMENT ADVISORS, INC.
CRD#: 123173 / SEC#:
Illinois
Registered Investment Advisory firm - (8/8/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Westmont, IL
Mailing Address
Phone number
(630) 969-2628
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 200 |
| AUM (Assets Under Management) | $ 36,000,000 |
Red Flags
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