John M. Lotshaw
Professional summary
John Michael Lotshaw is a registered financial advisor currently at JM LOTSHAW CONSULTING located in O' Fallon, Missouri.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1974. John has worked at 7 firms and has passed the Series 63, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Lotshaw's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2003 - Present
JM LOTSHAW CONSULTING
October 31, 1995 - October 30, 2003
FINANCIAL RESOURCES OF ST. LOUIS, INC.
July 29, 1992 - September 4, 2009
MUTUAL SERVICE CORPORATION
September 25, 1986 - July 10, 1992
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 23, 1985 - August 26, 1986
A. G. EDWARDS & SONS, INC.
January 22, 1978 - April 16, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 2, 1974 - April 30, 1978
MF GLOBAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/6/2003)
(9/11/2009)
Exams
Series 5
Date: 11/16/1981
Interest Rate Options ExaminationSeries 1
Date: 11/20/1974
Registered Representative ExaminationCurrent Firm
JM LOTSHAW CONSULTING
CRD#: 126808 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 6,237,024 |
Red Flags
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