RH
Ruoyi Huang
AUGMENT CAPITAL
Austin, TX 78701
Some features on this profile are disabled
CRD#: 8013527
RH
Professional summary
Ruoyi Huang, who also goes by Roy Huang, is a registered financial professional currently at AUGMENT CAPITAL, LLC located in Austin, Texas.
Ruoyi is registered as a RR (Registered Representative) and started their career in finance in 2024. Ruoyi has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Roy Huang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ruoyi Huang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2024 - Present
AUGMENT CAPITAL, LLC
Office #1: 1204 San Antonio Street Second Floor, Austin, TX 78701BD
CRD#: 322519
Austin, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/17/2025)
RR
Alaska(1/17/2025)
RR
Arizona(1/17/2025)
RR
Arkansas(1/17/2025)
RR
California(1/17/2025)
RR
Colorado(1/17/2025)
RR
Connecticut(1/17/2025)
RR
Delaware(1/17/2025)
RR
District of Columbia(1/17/2025)
RR
Florida(1/17/2025)
RR
Georgia(1/17/2025)
RR
Hawaii(1/17/2025)
RR
Idaho(1/17/2025)
RR
Illinois(10/2/2025)
RR
Indiana(6/13/2025)
RR
Iowa(1/17/2025)
RR
Kansas(1/17/2025)
RR
Kentucky(1/17/2025)
RR
Louisiana(1/17/2025)
RR
Maine(8/13/2025)
RR
Maryland(1/17/2025)
RR
Massachusetts(3/10/2025)
RR
Michigan(1/17/2025)
RR
Minnesota(1/17/2025)
RR
Mississippi(1/17/2025)
RR
Missouri(7/14/2025)
RR
Montana(1/17/2025)
RR
Nebraska(1/17/2025)
RR
Nevada(1/17/2025)
RR
New Hampshire(6/2/2025)
RR
New Jersey(1/17/2025)
RR
New Mexico(1/17/2025)
RR
New York(1/17/2025)
RR
North Carolina(1/17/2025)
RR
North Dakota(1/17/2025)
RR
Ohio(1/17/2025)
RR
Oklahoma(1/17/2025)
RR
Oregon(1/17/2025)
RR
Pennsylvania(1/17/2025)
RR
Puerto Rico(1/17/2025)
RR
Rhode Island(1/17/2025)
RR
South Carolina(1/17/2025)
RR
South Dakota(1/17/2025)
RR
Tennessee(5/30/2025)
RR
Texas(12/9/2024)
RR
Utah(1/17/2025)
RR
Vermont(1/17/2025)
RR
Virginia(1/17/2025)
RR
Washington(1/17/2025)
RR
West Virginia(1/17/2025)
RR
Wisconsin(1/17/2025)
RR
Wyoming(6/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/7/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AUGMENT CAPITAL, LLC
AUGMENT CAPITAL, LLC
CRD#: 322519 / SEC#: , 8-70989
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Mailing Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Phone number
(757) 298-9839
Established
Delaware since 06/02/2022
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
