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NT

Nicholas J. Taylor

JB DRAX HONORE'
New York, NY 10010
Some features on this profile are disabled
CRD#: 8012634
NT

Professional summary

Nicholas J Taylor is a registered financial professional currently at JB DRAX HONORE' INC. located in New York, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2025. Nicholas has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas J Taylor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2025 - Present

JB DRAX HONORE' INC.

Office #1: 49 West 23rd Street 10th Floor, New York, NY 10010
BD
CRD#: 322118
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/11/2025)
RR
Colorado
(2/11/2025)
RR
Connecticut
(2/11/2025)
RR
Delaware
(2/11/2025)
RR
Massachusetts
(2/11/2025)
RR
Minnesota
(2/11/2025)
RR
New Jersey
(2/11/2025)
RR
New York
(2/11/2025)
RR
Texas
(2/11/2025)
RR
Vermont
(2/11/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/31/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/27/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/6/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

JD
JB DRAX HONORE' INC.
JB DRAX HONORE INC. | JB DRAX HONORE' INC.

CRD#: 322118 / SEC#: , 8-70950

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
49 West 23rd Street 10th Floor, New York, NY 10010
Mailing Address
49 West 23rd Street 10th Floor, New York, NY 10010
Phone number
(212) 991-5800
Established
Delaware since 04/07/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JB DRAX HONORE UK LTD.SOLE SHAREHOLDER
GLASSBERG, JONATHAN WILLIAMDIRECTOR5655925
LEHRKINDER, THOMASCHIEF OPERATING OFFICER1384951
MCBRIDE, TERENCE GERARDCHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER3169515
OBSBAUM, FREDRIC MICHAELFINANCIAL OPERATIONS PRINCIPAL1160811
SHEPHERD, BENNDIRECTOR4030489

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JB DRAX HONORE' INC.

CRD#: 322118New York, NY 10010

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