Geoffrey S. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Sawyer Parker, who also goes by Geoff Parker, was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1974. Geoffrey had worked at 6 firms and has passed the Series 66, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2012 - February 28, 2014
GEORGE K. BAUM CAPITAL ADVISORS, INC.
January 6, 2011 - February 21, 2012
GEORGE K. BAUM ADVISORS LLC
September 7, 1994 - February 21, 2012
GEORGE K. BAUM & COMPANY
October 28, 1992 - August 15, 1994
HAMILTON INVESTMENTS, INC.
October 15, 1980 - August 23, 1989
KIDDER, PEABODY & CO. INCORPORATED
December 2, 1974 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/23/1974
Registered Representative ExaminationCurrent Firm
GEORGE K. BAUM CAPITAL ADVISORS, INC.
CRD#: 158813 / SEC#: , 8-68927
Contact information
Documents
Red Flags
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