Thomas A. Lytle

LYTLE INVESTMENTS

Grand Island, NY 14072

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CRD#: 801168

Professional summary

Thomas Allen Lytle, who also goes by Tom Lytle, is a registered financial advisor currently at LYTLE INVESTMENTS located in Grand Island, New York and OSAIC WEALTH, INC. located in Grand Island, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. Thomas has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Lytle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Allen Lytle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2021 - Present

LYTLE INVESTMENTS

Office #1: 101 Lang Boulevard, Grand Island, NY 14072

RIA

CRD#: 297591

Grand Island, NY

Current

January 13, 1992 - Present

OSAIC WEALTH, INC.

Office #1: 101 Lang Blvd, Grand Island, NY 14072

RIA

CRD#: 23131

Grand Island, NY

Past

April 21, 2009 - September 21, 2010

OSAIC WEALTH, INC.

RIA

CRD#: 23131

GRAND ISLAND, NY

Past

October 17, 2006 - December 31, 2011

LYTLE INVESTMENTS

RIA

CRD#: 108109

GRAND ISLAND, NY

Past

August 9, 1995 - November 17, 2003

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

September 11, 1992 - May 6, 1997

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

April 29, 1992 - October 5, 1992

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

May 27, 1987 - January 16, 1992

NEW ENGLAND SECURITIES

CRD#: 615

Past

November 4, 1985 - September 28, 1987

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

Past

December 2, 1974 - January 16, 1992

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LYTLE INVESTMENTS

LYTLE INVESTMENT SERVICES CORP. | LYTLE INVESTMENTS

CRD#: 297591 / SEC#: 801-113598

RIA

Registered Investment Advisory firm - (7/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/10/1995)

New York
(1/13/1992)

IAR

New York
(5/7/2021)

North Carolina
(4/27/2011)

Ohio
(7/18/2013)

South Carolina
(8/16/2016)

Tennessee
(8/29/2012)

Utah
(10/25/2021)

Virginia
(12/18/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 11/19/1974

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/2/1986

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LYTLE INVESTMENTS

LYTLE INVESTMENT SERVICES CORP. | LYTLE INVESTMENTS

CRD#: 297591 / SEC#: 801-113598

RIA

Registered Investment Advisory firm - (7/12/2018 Approved)

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Contact information

Main Address

101 Lang Boulevard, Grand Island, NY 14072

Mailing Address

Phone number

(716) 773-6626

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LYTLE INVESTMENTS BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	359
AUM (Assets Under Management)	$ 66,695,837

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
12/26/2024	Cover Page	Report
10/25/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Thomas A. Lytle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Allen Lytle's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

LYTLE INVESTMENTS

NEW ENGLAND SECURITIES

1717 CAPITAL MANAGEMENT COMPANY

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

FINANCIAL PLANNERS EQUITY CORPORATION

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

LYTLE INVESTMENTS

State Registrations and Notice Filings

Exams

Series 63

Date: 11/20/1998

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 11/19/1974

Series 24

Date: 7/2/1986

FINRA

Current Firm

LYTLE INVESTMENTS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LYTLE INVESTMENTS

TRUST BUT VERIFY

Contact information

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