Theodore H. Fuger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Hall Fuger JR was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1974. Theodore had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2011 - February 27, 2015
CALDER FINANCIAL GROUP
June 4, 2001 - September 21, 2006
STOCKING SECURITIES CORP
July 1, 1988 - July 27, 1999
ROBERT W. BAIRD & CO. INCORPORATED
November 29, 1976 - November 6, 1987
BMMG CAPITAL CORP.
November 20, 1974 - November 29, 1976
BUYS MAC GREGOR & COMPANY
Primary Firm SEC Registration
CALDER FINANCIAL GROUP
CRD#: 143973 / SEC#: 801-67907
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALDER FINANCIAL GROUP
CRD#: 143973 / SEC#: 801-67907
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,319 |
| AUM (Assets Under Management) | $ 260,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
