LR
Logan Richard
DENVER PWM
Denver, CO 80222
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CRD#: 8011211
LR
Professional summary
Logan Richard is a registered financial advisor currently at DENVER PWM, LLC located in Denver, Colorado.
Logan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Logan has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Logan Richard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2024 - Present
DENVER PWM, LLC
Office #1: 2000 South Colorado Boulevard Tower One Suite 3700, Denver, CO 80222RIA
CRD#: 171139
Denver, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DP
DENVER PWM, LLC
DENVER PRIVATE WEALTH MANAGEMENT | VISTA PRIVATE WEALTH PARTNERS LLC | SPICER, ROBERT A | HARMONY PRIVATE CLIENT ADVISERS | FLOURISH FINANCIAL PARTNERS | FFEC ADVISORY GROUP LLC | EXECUTIVE WEALTH PLANNING PARTNERS | DENVER PWM, LLC
CRD#: 171139 / SEC#: 801-79624
RIA
Registered Investment Advisory firm - (4/24/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(11/15/2024)
Exams
Current Firm
DP
DENVER PWM, LLC
DENVER PRIVATE WEALTH MANAGEMENT | VISTA PRIVATE WEALTH PARTNERS LLC | SPICER, ROBERT A | HARMONY PRIVATE CLIENT ADVISERS | FLOURISH FINANCIAL PARTNERS | FFEC ADVISORY GROUP LLC | EXECUTIVE WEALTH PLANNING PARTNERS | DENVER PWM, LLC
CRD#: 171139 / SEC#: 801-79624
RIA
Registered Investment Advisory firm - (4/24/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2000 South Colorado Boulevard Tower One Suite 3700, Denver, CO 80222
Mailing Address
Phone number
(720) 354-3850
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,078 |
| AUM (Assets Under Management) | $ 554,076,246 |
Red Flags
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