Harry W. Fox

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CRD#: 8010517

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harry William Fox was a registered financial professional .

Harry is a previously registered financial professional and started their career in finance in 2025. Harry had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 7, 2025 - October 31, 2025

ORBA WEALTH ADVISORS, LLC

RIA

CRD#: 297351

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORBA WEALTH ADVISORS, LLC

CRD#: 297351 / SEC#: 801-121526

RIA

Registered Investment Advisory firm - (6/17/2021 Approved)

Illinois

Registered Investment Advisory firm - (6/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/2025

Uniform Investment Adviser Law Examination

Current Firm

ORBA WEALTH ADVISORS, LLC

CRD#: 297351 / SEC#: 801-121526

RIA

Registered Investment Advisory firm - (6/17/2021 Approved)

Illinois

Registered Investment Advisory firm - (6/28/2021 Terminated)

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Contact information

Main Address

455 N. Cityfront Plaza Drive Suite 1610, Chicago, IL 60611-5313

Mailing Address

Phone number

(312) 670-6262

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

08 20 2025 ORBA FORM ADV PART 2A APPENDIX 1 WRAP BROCHURE FINAL (8/20/2025)

08 20 2025 ORBA FORM ADV PART 2A FINAL (8/20/2025)

Regulatory assets under management

Total Number of Accounts	222
AUM (Assets Under Management)	$ 136,895,601

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/12/2024	Cover Page	Report
01/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harry W. Fox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ORBA WEALTH ADVISORS, LLC

Primary Firm SEC Registration

ORBA WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/2025

Current Firm

ORBA WEALTH ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ORBA WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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