Thiago Carvalho Dos Santos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thiago Carvalho Dos Santos, who also goes by Thiago Carvalho Dos Santos, was a registered financial professional .
Thiago is a previously registered financial professional and started their career in finance in 2025. Thiago had worked at 1 firm and has passed the Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 4, 2025 - August 7, 2026
NOMAD INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/3/2025
General Securities Representative ExaminationCurrent Firm
NOMAD INVESTMENT SERVICES
CRD#: 324105 / SEC#: , 8-71067
Contact information
FINRA licenses (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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