Daniel E. Sloppy

ONE-UP FINANCIAL

ERIE, PA 16508

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CRD#: 8010103

Professional summary

Daniel Edward Sloppy, who also goes by Daniel E. Sloppy, is a registered financial advisor currently at ONE-UP FINANCIAL located in Erie, Pennsylvania.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Daniel has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel E. Sloppy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

- Schaffner, Knight, Minnaugh & Company PC - Not Investment Related - 1545 West 38 Street Erie, PA 16508 - CPA Firm - Partner & CPA - 08/1996 - 175 hours a month devoted - 175 hours a month devoted during securities trading hours - Oversees the business valuations department

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Edward Sloppy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2025 - Present

ONE-UP FINANCIAL

Office #1: 1545 West 38th Street, Erie, PA 16508

RIA

CRD#: 333778

ERIE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ONE-UP FINANCIAL

ONE-UP FINANCIAL | SKM WEALTH ADVISORS LLC

CRD#: 333778 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (1/22/2025 Approved)

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Contact information

Main Address

1545 West 38th Street, Erie, PA 16508

Mailing Address

Phone number

(814) 325-2699

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel E. Sloppy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Edward Sloppy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONE-UP FINANCIAL

State Registrations and Notice Filings

Exams

Current Firm

ONE-UP FINANCIAL

Contact information

Documents

Red Flags

Company Information

ONE-UP FINANCIAL

TRUST BUT VERIFY

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