John G. Tinaglia

INVESTMENT MANAGEMENT

ROANOKE, VA 24018

Some features on this profile are disabled

CRD#: 800980

Professional summary

John Gregory Tinaglia is a registered financial advisor currently at INVESTMENT MANAGEMENT CORPORATION located in Roanoke, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1974. John has worked at 3 firms and has passed the Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gregory Tinaglia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 1988 - Present

INVESTMENT MANAGEMENT CORPORATION

Office #1: 1940 Electric Road, Roanoke, VA 24018

RIA

CRD#: 107246

ROANOKE, VA

Past

July 19, 1982 - June 30, 1984

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

Past

November 21, 1974 - September 18, 1981

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT MANAGEMENT CORPORATION

CRD#: 107246 / SEC#: 801-107457

RIA

Registered Investment Advisory firm - (3/25/2016 Approved)

New York

Registered Investment Advisory firm - (3/3/2023 Terminated)

Virginia

Registered Investment Advisory firm - (2/13/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(3/9/1988)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/20/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 11/16/1974

Registered Representative Examination

Current Firm

INVESTMENT MANAGEMENT CORPORATION

CRD#: 107246 / SEC#: 801-107457

RIA

Registered Investment Advisory firm - (3/25/2016 Approved)

New York

Registered Investment Advisory firm - (3/3/2023 Terminated)

Virginia

Registered Investment Advisory firm - (2/13/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1940 Electric Rd, Roanoke, VA 24018-1621

Mailing Address

P.o. Box 20339, Roanoke, VA 24018-0511

Phone number

(540) 774-8899

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVESTMENT MANAGEMENT CORPORATION BROCHURE (3/27/2025)

INVESTMENT MANAGEMENT CORP-BROCHURE SUPP-HEIMEL (3/27/2025)

INVESTMENT MANAGEMENT CORPORATION BROCHURE SUPPLEMENT (3/27/2025)

Regulatory assets under management

Total Number of Accounts	616
AUM (Assets Under Management)	$ 169,572,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Hazel Secco

IAR

Nicholas Hagan

PNC WEALTH MANAGEMENT LLC

IAR

Lodi, CA

Brandon Hendricks

MARINER WEALTH

IAR

Commercial Point, OH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John G. Tinaglia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gregory Tinaglia's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT MANAGEMENT CORPORATION

HORNOR, TOWNSEND & KENT, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

INVESTMENT MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 9/20/1983

Series 1

Date: 11/16/1974

Current Firm

INVESTMENT MANAGEMENT CORPORATION

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT MANAGEMENT CORPORATION

TRUST BUT VERIFY

Similar Advisors