James V. Kelly

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CRD#: 800928

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Vincent Kelly, who also goes by Jim Kelly, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2002. James had worked at 5 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jim Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 25, 2021 - October 11, 2024

SMITHBRIDGE ASSET MANAGEMENT, INC.

RIA

CRD#: 106261

CHADDS FORD, PA

Past

November 16, 2006 - September 24, 2007

CRESAP, INC.

CRD#: 25899

RADNOR, PA

Past

November 23, 2004 - April 12, 2005

CRESAP, INC.

CRD#: 25899

RADNOR, PA

Past

October 26, 2004 - July 1, 2021

KELLY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 132039

AVONDALE, PA

Past

June 12, 2003 - November 1, 2004

RUTHERFORD, BROWN & CATHERWOOD, LLC

CRD#: 10306

PHILADELPHIA, PA

Past

July 3, 2002 - November 1, 2004

WALNUT ASSET MANAGEMENT LLC

RIA

CRD#: 110424

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMITHBRIDGE ASSET MANAGEMENT, INC.

SMITHBRIDGE ASSET MANAGEMENT INC | SMITHBRIDGE ASSET MANAGEMENT, INC.

CRD#: 106261 / SEC#: 801-53667

RIA

Registered Investment Advisory firm - (1/16/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/21/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/10/1991

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 6/10/2003

General Securities Representative Examination

Current Firm

SMITHBRIDGE ASSET MANAGEMENT, INC.

SMITHBRIDGE ASSET MANAGEMENT INC | SMITHBRIDGE ASSET MANAGEMENT, INC.

CRD#: 106261 / SEC#: 801-53667

RIA

Registered Investment Advisory firm - (1/16/1997 Approved)

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Contact information

Main Address

116 Commons Court, Chadds Ford, PA 19317

Mailing Address

Phone number

(610) 361-9141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,061
AUM (Assets Under Management)	$ 665,788,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James V. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CRESAP, INC.

CRESAP, INC.

KELLY CAPITAL MANAGEMENT, LLC

RUTHERFORD, BROWN & CATHERWOOD, LLC

WALNUT ASSET MANAGEMENT LLC

Primary Firm SEC Registration

SMITHBRIDGE ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/21/2003

Series 65

Date: 6/10/1991

Series 7

Date: 6/10/2003

Current Firm

SMITHBRIDGE ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMITHBRIDGE ASSET MANAGEMENT, INC.

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