Edward J. Mazur

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CRD#: 800705

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward John Mazur, who also goes by Ed Mazur Jr, Edward John Mazur Jr, was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1974. Edward had worked at 14 firms and has passed the Series 66, SIE, Series 1 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ed Mazur Jr | Edward John Mazur Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 28, 2016 - January 2, 2018

INTERACTIVE FINANCIAL ADVISORS

RIA

CRD#: 125117

Farmington, CT

Past

January 27, 2016 - July 27, 2016

GLOBAL INVESTMENT ADVISORS, LLC

RIA

CRD#: 121442

Farmington, CT

Past

January 27, 2016 - July 27, 2016

ESSEX SECURITIES LLC

CRD#: 46605

Farmington, CT

Past

July 14, 2015 - February 11, 2016

INTERACTIVE FINANCIAL ADVISORS

RIA

CRD#: 125117

OAKBROOK, IL

Past

August 12, 2010 - December 31, 2015

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

FARMINGTON, CT

Past

August 24, 2009 - August 12, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

WEST HARTFORD, CT

Past

April 2, 2007 - September 1, 2009

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

FARMINGTON, CT

Past

March 31, 2006 - April 3, 2007

NATIONAL PLANNING CORPORATION

CRD#: 29604

SOUTH WINDSOR, CT

Past

July 8, 2000 - April 3, 2006

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

November 4, 1997 - July 8, 2000

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Past

June 6, 1995 - March 21, 1997

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

May 13, 1994 - June 7, 1995

BANNER FINANCIAL SERVICES GROUP

CRD#: 22886

ROCKVILLE, MD

Past

June 6, 1990 - August 23, 1994

FIDELITY EQUITY SERVICES CORPORATION

CRD#: 17455

Past

November 12, 1974 - June 13, 1990

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

November 12, 1974 - June 13, 1990

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERACTIVE FINANCIAL ADVISORS

INTERACTIVE FINANCIAL ADVISORS | JOANNE M. WOITESHEK/INTERACTIVE FINANCIAL ADVISORS | INTERACTIVE FINANCIAL ADVISORS, INC.

CRD#: 125117 / SEC#: 801-63771

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

Arizona

Registered Investment Advisory firm - (1/4/2005 Terminated)

California

Registered Investment Advisory firm - (1/4/2005 Terminated)

Colorado

Registered Investment Advisory firm - (2/3/2005 Terminated)

Florida

Registered Investment Advisory firm - (1/4/2005 Terminated)

Georgia

Registered Investment Advisory firm - (1/4/2005 Terminated)

Illinois

Registered Investment Advisory firm - (1/4/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (1/4/2005 Terminated)

Tennessee

Registered Investment Advisory firm - (2/3/2005 Terminated)

Texas

Registered Investment Advisory firm - (1/4/2005 Terminated)

Virginia

Registered Investment Advisory firm - (1/4/2005 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/5/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/9/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/27/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 11/11/1974

Registered Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/26/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

INTERACTIVE FINANCIAL ADVISORS

INTERACTIVE FINANCIAL ADVISORS | JOANNE M. WOITESHEK/INTERACTIVE FINANCIAL ADVISORS | INTERACTIVE FINANCIAL ADVISORS, INC.

CRD#: 125117 / SEC#: 801-63771

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

Arizona

Registered Investment Advisory firm - (1/4/2005 Terminated)

California

Registered Investment Advisory firm - (1/4/2005 Terminated)

Colorado

Registered Investment Advisory firm - (2/3/2005 Terminated)

Florida

Registered Investment Advisory firm - (1/4/2005 Terminated)

Georgia

Registered Investment Advisory firm - (1/4/2005 Terminated)

Illinois

Registered Investment Advisory firm - (1/4/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (1/4/2005 Terminated)

Tennessee

Registered Investment Advisory firm - (2/3/2005 Terminated)

Texas

Registered Investment Advisory firm - (1/4/2005 Terminated)

Virginia

Registered Investment Advisory firm - (1/4/2005 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/5/2005 Terminated)

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Contact information

Main Address

100 Batson Ct. Suite 104, New Lenox, IL 60451

Mailing Address

Phone number

(630) 472-1300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTERACTIVE FINANCIAL ADVISORS, INC. ADV BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,858
AUM (Assets Under Management)	$ 337,782,613

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward J. Mazur

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GLOBAL INVESTMENT ADVISORS, LLC

ESSEX SECURITIES LLC

INTERACTIVE FINANCIAL ADVISORS

BROOKLIGHT PLACE SECURITIES, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

WOODBURY FINANCIAL SERVICES, INC.

NATIONAL PLANNING CORPORATION

OSAIC FS, INC.

POLARIS FINANCIAL SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

BANNER FINANCIAL SERVICES GROUP

FIDELITY EQUITY SERVICES CORPORATION

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

INTERACTIVE FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/9/2011

SIE

Date: 7/27/2016

Series 1

Date: 11/11/1974

Series 26

Date: 10/26/1995

Current Firm

INTERACTIVE FINANCIAL ADVISORS

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTERACTIVE FINANCIAL ADVISORS

TRUST BUT VERIFY

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