WP
William J. Porter
MADISON AVENUE SECURITIES
Suwanee, GA 30024
Some features on this profile are disabled
CRD#: 800697
WP
Professional summary
William James Porter JR is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Suwanee, Georgia.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. William has worked at 9 firms and has passed the Series 66, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)NAME: NAVIGATOR FINANCIAL PLANNING SERVICE DBA AILERON INVESTMENT ADVISORS, INC.; INV RELATED:YES; ADDRESS:4320 SUWANEE DAM ROAD, SUITE 2600 SUWANEE, GA 30024; NATURE:INSURANCE AND ANNUITY SALES; POSITION:OWNER/REP; START DATE:01/2001; HOURS/MONTH:25; TRADING HOURS/MONTH:25; DUTIES:SALES/MANAGEMENT 2.)NAME: PODCASTS.; INV RELATED: NO; NATURE:PRODUCE AND RECORD PODCASTS TO THE PUBLIC; START DATE:SUMMER 2023; HOURS/MONTH:10.
CRS (Client Relationship Summary) - RIA
Click below to view William James Porter JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William James Porter JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2025 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 4320 Suwanee Dam Road Suite 2600, Suwanee, GA 30024RIA
BD
CRD#: 23224
Suwanee, GA
Current
May 2, 2025 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 4320 Suwanee Dam Road Suite 2600, Suwanee, GA 30024RIA
BD
CRD#: 23224
Suwanee, GA
Past
November 17, 2017 - May 1, 2025
MADISON AVENUE SECURITIES, LLC
RIA
CRD#: 23224
Suwanee, GA
Past
October 16, 2017 - May 1, 2025
MADISON AVENUE SECURITIES, LLC
BD
CRD#: 23224
Suwanee, GA
Past
January 30, 2015 - October 17, 2017
DEMPSEY LORD SMITH, LLC
BD
CRD#: 141238
ROME, GA
Past
February 13, 2002 - October 24, 2017
INTEGRATED FINANCIAL PLANNING SERVICES
BD
CRD#: 17935
SUWANEE, GA
Past
March 28, 2001 - February 19, 2002
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
COLORADO SPRINGS, CO
Past
May 23, 1990 - June 18, 2001
INTEGRATED FINANCIAL PLANNING SERVICES
BD
CRD#: 17935
HEIDELBERG,
Past
June 18, 1989 - December 31, 1989
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
January 2, 1985 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Past
January 2, 1982 - January 7, 1985
LOWRY FINANCIAL SERVICES CORPORATION
BD
CRD#: 7291
Past
March 21, 1977 - February 2, 1983
INDEPENDENT FINANCIAL PLANNERS CORPORATION
BD
CRD#: 653
Past
November 12, 1974 - April 30, 1977
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/2/2025)
RR
California(5/2/2025)
RR
Colorado(5/2/2025)
RR
Florida(5/2/2025)
RR
Georgia(5/2/2025)
IAR
Georgia(5/6/2025)
RR
Idaho(5/2/2025)
RR
Illinois(5/2/2025)
RR
Kansas(5/2/2025)
RR
Minnesota(5/2/2025)
RR
Mississippi(5/2/2025)
RR
Montana(5/2/2025)
RR
Nebraska(5/2/2025)
RR
Nevada(5/2/2025)
RR
New Mexico(5/2/2025)
RR
North Carolina(5/2/2025)
RR
Ohio(5/5/2025)
RR
Oregon(5/2/2025)
RR
Pennsylvania(5/2/2025)
IAR
Texas(5/1/2025)
RR
Texas(5/2/2025)
RR
Virginia(5/2/2025)
RR
Washington(5/2/2025)
RR
Wisconsin(5/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/9/1974
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
