Paul Hanson
Professional summary
Paul Hanson JR was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 1974. Prior to being barred, Paul had worked at 6 firms, which includes RAYMOND JAMES FINANCIAL SERVICES INC., AMERICAN INVESTORS COMPANY, INTEGRATED RESOURCES EQUITY CORPORATION, CHRISTOPHER WEIL & COMPANY INC, JUDY & ROBINSON SECURITIES INC, INDEPENDENT SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1989 - February 3, 1998
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 11, 1989 - May 4, 1989
AMERICAN INVESTORS COMPANY
November 3, 1988 - January 28, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
April 1, 1988 - November 3, 1988
CHRISTOPHER WEIL & COMPANY, INC
June 10, 1975 - April 4, 1988
JUDY & ROBINSON SECURITIES, INC
November 6, 1974 - July 21, 1975
INDEPENDENT SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/31/1974
Registered Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD#: 6694 / SEC#: , 8-17983
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | OWNER | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| ELWYN, TASHTEGO SPRING | DIRECTOR | 2319098 |
| GEIS, WILLIAM CHRISTIAN | DIRECTOR | 2171250 |
| GRIGAS CALIGIURI, KARA | PRINCIPAL FINANCIAL OFFICER, FINOP | 2146027 |
| KRUCHTEN, STEPHEN EDWARD | DIRECTOR | 1645287 |
| REID, SHANNON BELVEAL | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 4815189 |
| RUST, KEITH G | PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL | 6306997 |
Disclosures
| Regulatory Event | 128 |
| Arbitration | 76 |
Red Flags
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