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JM

Jordan P. Mistretta

CARLSON FINANCIAL
GLEN ALLEN, VA 23059
Some features on this profile are disabled
CRD#: 8004680
JM

Professional summary

Jordan Peter Mistretta is a registered financial advisor currently at CARLSON FINANCIAL located in Glen Allen, Virginia.

Jordan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Jordan has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Peter Mistretta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 5, 2024 - Present

CARLSON FINANCIAL

Office #1: 5207 Hickory Park Drive Suite E, Glen Allen, VA 23059
RIA
CRD#: 295907
GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CARLSON FINANCIAL
CARLSON & COMPANY FINANCIAL SERVICES, LLC | CARLSON FINANCIAL

CRD#: 295907 / SEC#: 801-113595

RIA
Registered Investment Advisory firm - (7/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(11/5/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/5/2024
Uniform Investment Adviser Law Examination

Current Firm

CF
CARLSON FINANCIAL
CARLSON & COMPANY FINANCIAL SERVICES, LLC | CARLSON FINANCIAL

CRD#: 295907 / SEC#: 801-113595

RIA
Registered Investment Advisory firm - (7/12/2018 Approved)
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Contact information

Main Address
1201 Sw Oakley Avenue, Topeka, KS 66604
Mailing Address
5207 Hickory Park Drive Suite E, Glen Allen, VA 23059
Phone number
(844) 227-5766
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CARLSON FINANCIAL - FORM ADV PART 2A - MARCH.21.2025 (4/30/2025)

Regulatory assets under management

Total Number of Accounts3,315
AUM (Assets Under Management)$ 546,695,880

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARLSON FINANCIAL

CRD#: 295907Glen Allen, VA 23059

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