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William Larry Keene

CRD# 800456·Registered 1974 - 1999
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Larry Keene, who also goes by Larry Keene, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1974 - 1999. William had worked at 11 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Keene

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

TUSCHNER & COMPANY, INC.·CRD# 36037
BD
St. Cloud, MN
July 10, 1995 - November 10, 1999
MILLER JOHNSON STEICHEN KINNARD, INC.·CRD# 694
BD
Minneapolis, MN
September 14, 1992 - December 31, 1994
V.F. MINTON SECURITIES, INC.·CRD# 20642
BD
December 6, 1989 - June 22, 1990
YAEGER SECURITIES, INC.·CRD# 10118
BD
November 10, 1988 - October 31, 1989
RCL NORTHWEST, INC.·CRD# 14101
BD
July 26, 1988 - November 29, 1988
FITZGERALD, DEARMAN & ROBERTS, INC.·CRD# 317
BD
December 22, 1987 - January 12, 1990
JOHN G. KINNARD AND COMPANY, INCORPORATED·CRD# 466
BD
April 12, 1982 - January 1, 1988
CRAIG-HALLUM, INC.·CRD# 1546
BD
May 27, 1980 - April 5, 1982
J. P. HOLDAHL & ASSOC., INC.·CRD# 7693
BD
October 11, 1978 - January 28, 1983
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.·CRD# 7449
BD
June 1, 1978 - November 17, 1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
October 23, 1974 - November 13, 1975

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Current Firm

T&
TUSCHNER & COMPANY, INC.

TUSCHNER & COMPANY, INC.

CRD#: 36037 / SEC#: 8-47007
BD
Revoked by SEC on 03/21/2000

Contact Information

Established

Minnesota since 10/13/1993

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1978About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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