Ronald C. Luks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Charles Luks was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2003. Ronald had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 82 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2017 - November 25, 2019
MCINTYRE CAPITAL PARTNERS, LLC
August 12, 2014 - December 31, 2015
MCINTYRE CAPITAL PARTNERS, LLC
May 23, 2003 - August 27, 2012
FOCUSPOINT PRIVATE CAPITAL GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCINTYRE CAPITAL PARTNERS, LLC
CRD#: 148521 / SEC#: , 8-68040
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE MCINTYRE COMPANIES, LLC | MEMBER | |
| MCPHEDRAN, DAVID ALEXANDER | CCO, EXECUTIVE REPRESENTATIVE | 4647596 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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