Brian R. Mulligan

COMMERCE STREET INVESTMENT MANAGEMENT

Dallas, TX 75202

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CRD#: 8004393

Professional summary

Brian Reilley Mulligan, who also goes by Brian Mulligan, is a registered financial advisor currently at COMMERCE STREET INVESTMENT MANAGEMENT located in Dallas, Texas and COMMERCE STREET CAPITAL, LLC located in Dallas, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Brian has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Mulligan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Reilley Mulligan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2025 - Present

COMMERCE STREET INVESTMENT MANAGEMENT

Office #1: 1445 Ross Avenue, Suite 2700, Dallas, TX 75202

RIA

CRD#: 144278

Dallas, TX

Current

June 10, 2025 - Present

COMMERCE STREET CAPITAL, LLC

Office #1: 1445 Ross Ave. Suite 2700, Dallas, TX 75202

CRD#: 143797

Dallas, TX

Past

January 25, 2025 - May 29, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMMERCE STREET INVESTMENT MANAGEMENT

CLARIS CAPITAL PARTNERS | COMMERCE STREET PEAK ADVISORS | COMMERCE STREET INVESTMENT MANAGEMENT | COMMERCE STREET INVESTMENT ADVISOR, LLC

CRD#: 144278 / SEC#: 801-68792

RIA

Registered Investment Advisory firm - (1/22/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(6/10/2025)

IAR

Texas
(9/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/10/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/24/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/5/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

COMMERCE STREET INVESTMENT MANAGEMENT

CLARIS CAPITAL PARTNERS | COMMERCE STREET PEAK ADVISORS | COMMERCE STREET INVESTMENT MANAGEMENT | COMMERCE STREET INVESTMENT ADVISOR, LLC

CRD#: 144278 / SEC#: 801-68792

RIA

Registered Investment Advisory firm - (1/22/2008 Approved)

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Contact information

Main Address

1445 Ross Avenue, Suite 2700, Dallas, TX 75202

Mailing Address

Phone number

(214) 545-6800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANNUAL AMENDED FORM ADV PART 2A BROCHURE- MARCH 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	76
AUM (Assets Under Management)	$ 876,451,597

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian R. Mulligan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Reilley Mulligan's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMERCE STREET CAPITAL, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

COMMERCE STREET INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2025

Series 63

Date: 2/10/2025

Series 7TO

Date: 1/24/2025

SIE

Date: 12/5/2024

FINRA

Current Firm

COMMERCE STREET INVESTMENT MANAGEMENT

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMMERCE STREET INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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