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Shane Hoover

DASH FINANCIAL TECHNOLOGIES
Jersey City, NJ
·CRD# 8004013·1 year experience

Professional Summary

Shane Hoover is a registered financial advisor currently at DASH FINANCIAL TECHNOLOGIES LLC located in Jersey City, New Jersey. Shane is registered as a RR (Registered Representative) and started their career in finance in 2025. Shane has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

DASH FINANCIAL TECHNOLOGIES LLC·CRD# 104031
BD
70 Hudson Street, Jersey City, NJ 07302
December 22, 2025 - Present
TRADEWEB LLC·CRD# 42759
BD
New York, NY
July 28, 2025 - December 12, 2025
DEALERWEB LLC·CRD# 19662
BD
New York, NY
July 28, 2025 - December 12, 2025

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Current Firm

DF
DASH FINANCIAL TECHNOLOGIES LLC

DASH FINANCIAL LLC | ELECTRONIC BROKERAGE SYSTEMS, LLC | ELECTRONIC BROKERAGE SYSTEMS, INC. | DASH FINANCIAL TECHNOLOGIES LLC

CRD#: 104031 / SEC#: 8-52503
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 S.wacker Drive Suite 2450, Chicago, IL 60606

Mailing Address

200 S.wacker Drive Suite 2450, Chicago, IL 60606

Phone Number

(312) 986-2006

Established

Delaware since 12/18/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (26 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DFT INTERMEDIATE LLCMEMBER—
BUTLER, JACLYN LEIGHCHIEF COMPLIANCE OFFICER4175577
LONGOBARDI, JEREMYFINOP6694598
MARTIN, TOMMY RICHARDCHIEF OPERATING OFFICER6492829
MILITO, STINO MARIOCHIEF EXECUTIVE OFFICER4072644
MILLER, TIMOTHY PATRICKPRESIDENT5175547

Disclosures

Regulatory Event

69

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/2/2026)
RR
Arizona
(9/2/2026)
RR
California
(9/2/2026)
RR
Colorado
(9/2/2026)
RR
Connecticut
(9/2/2026)
RR
District of Columbia
(9/2/2026)
RR
Florida
(9/2/2026)
RR
Georgia
(9/2/2026)
RR
Illinois
(9/2/2026)
RR
Kansas
(9/2/2026)
RR
Maryland
(9/2/2026)
RR
Massachusetts
(9/2/2026)
RR
Michigan
(9/2/2026)
RR
Minnesota
(9/2/2026)
RR
Missouri
(9/2/2026)
RR
Nebraska
(9/2/2026)
RR
Nevada
(9/2/2026)
RR
New Hampshire
(9/2/2026)
RR
New Jersey
(9/2/2026)
RR
New York
(9/2/2026)
RR
North Carolina
(9/2/2026)
RR
Ohio
(9/2/2026)
RR
Pennsylvania
(9/2/2026)
RR
Texas
(9/2/2026)
RR
Virginia
(9/2/2026)
RR
Wisconsin
(9/2/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2025About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2025About the SIE exam
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CRS (Client Relationship Summary) - BD

Click below to view Shane Hoover's CRS (Customer Relationship Summary).

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