CP
Craig A. Platt
M HOLDINGS SECURITIES
Kalamazoo, MI 49007
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CRD#: 800363
CP
Professional summary
Craig Anthony Platt, CFP® is a registered financial professional currently at M HOLDINGS SECURITIES, INC. located in Kalamazoo, Michigan.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1974. Craig has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CONSTANCE BROWN HEARING CENTER; 1634 GULL RD. KALAMAZOO, MI 49048; 01/2019; BOARD OF DIRECTORS, INVESTMENT COMMITTEE CHAIR; REVIEW THE OUTSIDE INVESTMENT FIRM'S MANAGEMENT OF THE ENDOWMENT ACCOUNT WITH OTHER COMMITTEE MEMBERS; INVESTMENT RELATED; 1 HOUR/MONTH; 1 HOUR/MONTH DURING BUSINESS HOURS; NO COMPENSATION. 2) SALVATION PARTNERS, LLC; 244 NORTH ROSE STREET, KALAMAZOO, MI 49007; START DATE 1/1/2016; OWNER; BOARD MEETINGS TO MAKE DECISION ON THE BUDGET, REPAIRS AND MANAGEMENT OF THE BUILDING; NOT INVESTMENT RELATED; 0-1 HRS/MTH; OWNERSHIP COMPENSATION. 3) ST. JULIAN WINE COMPANY, INC.; 16 S. KALAMAZOO STREET, PAW PAW MI 49079; 7/12/2016 BOARD OF DIRECTORS VICE CHAIRMAN AND GOVERNANCE COMMITTEE MEMBER; ATTEND VARIOUS BOARD MEETINGS AS VICE CHAIR; WILL NOT HAVE DECISION MAKING AUTHORITY AND WILL ACT ON THE BOARD; NOT INVESTMENT RELATED, 2 HOURS A MONTH DURING BUSINESS HOURS. NO FORM OF COMPENSATION. 4) ROSE STREET ADVISORS; 244 NORTH ROSE STREET, KALAMAZOO, MI 49007; 09/1990; SALES; SELLING LIFE INSURANCE; INVESTMENT RELATED; 160 HOURS/MONTH; 160 HOURS/MONTH DURING BUSINESS HOURS; EXPENSE REIMBURSEMENT; PROFITS; COMMISSIONS; WAGES, SALARY, TIPS.
CRS (Client Relationship Summary) - BD
Click below to view Craig Anthony Platt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2001 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 244 North Rose Street, Kalamazoo, MI 49007RIA
BD
CRD#: 43285
Kalamazoo, MI
Past
May 13, 2010 - October 26, 2023
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
KALAMAZOO, MI
Past
February 6, 1997 - July 11, 2001
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
February 17, 1995 - February 6, 1997
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
October 20, 1980 - February 17, 1995
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
November 4, 1974 - February 17, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(6/29/2001)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 10/24/1974
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
M HOLDINGS SECURITIES, INC.
CRD#: 43285Kalamazoo, MI 49007TRUST BUT VERIFY
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Contact information
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