DG
Daniel Gabrielson
MUTUAL OF OMAHA INVESTOR SERVICES
Clive, IA 50325
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CRD#: 8003441
DG
Professional summary
Daniel Gabrielson is a registered financial advisor currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in Clive, Iowa.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Daniel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Gabrielson Clinic for Women, NO, 1316 S. MAIN STREET, CLARION, IA, 50525 , OBGYN , Owner & Physician , 07/2009 , 200 hrs a month , 24 hrs during securities trading , OBGYN & CEO E & D Properties, NO, 303 5th St NE Belmond IA 50421, Property Management, Partner, 02/16/2015, 1 hr per month, 0 hrs during trading hours, silent partner GCW Properties LLC, NO, 1316 S. MAIN STREET, CLARION, IA, 50525, Real Estate Holding for Gabrielson Clinic for Women, partner, 03/2020, 0 hrs, 0 hrs during trading, real estate holding Baum Vision, NO, 930 W 16th St. Suite A1Costa Mesa, CA 92627, EYEWEAR COMPANY, Limited passive Partner, 01/2017, 2 hrs per month, 0 hrs during trading, passive owner DrG Financial, LLC, YES, 2407 S Lakeview Ct Clear Lake IA 50428 DBA: TGB Wealth
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2024 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: 1820 Nw 118th St Ste 210, Clive, IA 50325RIA
BD
CRD#: 611
Clive, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(11/5/2024)
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Mailing Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Phone number
(402) 351-3102
Established
Nebraska since 09/01/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
277
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611Clive, IA 50325TRUST BUT VERIFY
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