Ian Kutner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian Kutner was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 1974. Ian had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2015 - March 10, 2017
SAN DIEGO WEALTH MANAGEMENT, LLC
March 6, 2014 - January 17, 2017
OSAIC SERVICES, INC.
October 31, 2005 - January 17, 2017
OSAIC SERVICES, INC.
May 19, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
April 4, 1991 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
July 1, 1988 - April 1, 1991
CREST CAPITAL, INC.
February 17, 1978 - July 6, 1988
LUNDY SECURITIES CORPORATION
September 24, 1975 - March 19, 1978
LPL FINANCIAL LLC
November 1, 1974 - October 11, 1975
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/21/1974
Registered Representative ExaminationSeries 40
Date: 8/28/1978
Registered Principal ExaminationCurrent Firm
SAN DIEGO WEALTH MANAGEMENT, LLC
CRD#: 155876 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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