Sandra A. Vavlitis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Ann Vavlitis, who also goes by Sandra Ann Karl, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1974. Sandra had worked at 1 firm and has passed the Series 4, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 1974 - July 19, 1994
TRUSTEED FUNDS, INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 10/26/1974
Financial Principal ExaminationSeries 00
Date: 10/26/1974
General Securities Principal ExaminationCurrent Firm
TRUSTEED FUNDS, INC
CRD#: 926 / SEC#: , 8-14206
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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