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SL

Shavon M. Lewis

SPIDERROCK EXS
CHICAGO, IL 60606
CRD#: 8002345
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SL
Shavon Monique LewisSPIDERROCK EXS

Professional summary

Shavon Monique Lewis, who also goes by Estes, is a registered financial professional currently at SPIDERROCK EXS, LLC located in Chicago, Illinois.

Shavon is registered as a RR (Registered Representative) and started their career in finance in 2025. Shavon has worked at 1 firm and has passed the Series 99TO and SIE exams.

Aliases

Estes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shavon Monique Lewis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 26, 2025 - Present

SPIDERROCK EXS, LLC

Office #1: 300 S. Riverside Plaza Suite 2350, Chicago, IL 60606
BD
CRD#: 148743
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 2/26/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 2/8/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SE
SPIDERROCK EXS, LLC
SPIDERROCK EXS, LLC

CRD#: 148743 / SEC#: , 8-68062

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
300 S. Riverside Plaza Suite 2350, Chicago, IL 60606
Mailing Address
300 S. Riverside Plaza Suite 2350, Chicago, IL 60606
Phone number
(312) 256-9605
Established
Illinois since 07/30/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
SPIDERROCK TECHNOLOGY SOLUTIONS, LLCHOLDING COMPANY
JONES, KARL JOSEPHCHIEF COMPLIANCE OFFICER, AML OFFICER, POO4572443
MORTON, CHARMAINE DONNACFO, FINOP, PFO5874879
PAPA, GEORGE ORSONCEO2595217
RASCHKE, ERIK EDWARDROP4485577

Disclosures

Regulatory Event3

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPIDERROCK EXS, LLC

CRD#: 148743Chicago, IL 60606

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