Deryle A. Komar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deryle Ann Komar, who also goes by D Ann Komar, D Ann Mayes, Deryle Ann Mayes, D Ann Orr, Deryle Ann Orr, was a registered financial professional .
Deryle is a previously registered financial professional and started their career in finance in 1974. Deryle had worked at 9 firms and has passed the Series 63, Series 7TO, Series 52TO, SIE, Series 24, Series 53 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2017 - February 9, 2022
FHN FINANCIAL SECURITIES CORP.
December 23, 1999 - April 1, 2017
COASTAL SECURITIES, INC.
May 22, 1997 - January 11, 2000
SOUTHSTATE SECURITIES CORP.
February 5, 1997 - April 2, 1997
DOLEY SECURITIES, LLC.
March 7, 1990 - August 14, 1996
M.G.S.I. SECURITIES, INC.
September 2, 1988 - June 11, 1990
GREYSTONE SECURITIES, INC.
August 4, 1987 - August 24, 1988
WESTCAP GOVERNMENT SECURITIES, INC.
November 30, 1976 - August 24, 1988
WESTCAP SECURITIES, L.P.
November 1, 1974 - April 21, 1976
HIBBARD & O'CONNOR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationSeries 52TO
Date: 3/29/2024
Municipal Securities Representative ExaminationSeries 00
Date: 10/25/1974
General Securities Principal ExaminationCurrent Firm
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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