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NP

Nicholas I. Piccinich

WHITEHALL CAPITAL MARKETS
MIAMI BEACH, FL 33139
CRD#: 8001527
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NP
Nicholas Ian PiccinichWHITEHALL CAPITAL MARKETS

Professional summary


Nicholas Ian Piccinich, who also goes by Nichlas Ian Piccinich, Nick Ian Piccinich, is a registered financial professional currently at WHITEHALL CAPITAL MARKETS LLC located in Miami Beach, Florida.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2024. Nicholas has worked at 1 firm and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nichlas Ian Piccinich | Nick Ian Piccinich

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nicholas Ian Piccinich's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 28, 2024 - Present

WHITEHALL CAPITAL MARKETS LLC

Office #1: 501 West Ave Ste 4104, Miami Beach, FL 33139
BD
CRD#: 158885
MIAMI BEACH, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/23/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/22/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/28/2024
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


WC
WHITEHALL CAPITAL MARKETS LLC
WHITEHALL CAPITAL MARKETS LLC

CRD#: 158885 / SEC#: , 8-68936

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
One World Trade Center 84th Floor, New York, NY 10007
Mailing Address
One World Trade Center 84th Floor, New York, NY 10007
Phone number
(212) 205-1399
Established
Delaware since 05/12/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WHITEHALL & COMPANY LLCSOLE MEMBER
CODY, JONATHAN PETERMANAGING DIRECTOR, CFO4405357
EFREM, KATHY KHATINAFINOP3248100
PAGE, TIMOTHY ANDREWMANAGING DIRECTOR, CCO2998752

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WHITEHALL CAPITAL MARKETS LLC

CRD#: 158885Miami Beach, FL 33139

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