Gerardo Da Silva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerardo Da Silva, who also goes by Gerardo Da Silva De Sousa, was a registered financial professional .
Gerardo is a previously registered financial professional and started their career in finance in 2026. Gerardo had worked at 1 firm and has passed the Series 99TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2026 - June 12, 2026
AUGMENT CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 12/29/2025
Operations Professional ExaminationCurrent Firm
AUGMENT CAPITAL, LLC
CRD#: 322519 / SEC#: , 8-70989
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
