Katharine A. Zafiris

RIGHTWISE WEALTH

Santa Monica, CA

CRD#: 8001102

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Professional summary

Katharine Angeliki Zafiris is a registered financial advisor currently at RIGHTWISE WEALTH located in Santa Monica, California.

Katharine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Katharine has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katharine Angeliki Zafiris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2026 - Present

RIGHTWISE WEALTH

RIA

CRD#: 324252

Santa Monica, CA

Past

November 7, 2025 - March 26, 2026

FOCUS PARTNERS WEALTH, LLC

RIA

CRD#: 159289

Santa Monica, CA

Past

February 27, 2025 - March 12, 2025

ELLEVEST

RIA

CRD#: 175476

Santa Monica, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2025

Uniform Investment Adviser Law Examination

Current Firm

RIGHTWISE WEALTH

RIGHTWISE WEALTH | RIGHTWISE WEALTH, INC.

CRD#: 324252 / SEC#:

California

Registered Investment Advisory firm - (9/20/2024 Approved)

District of Columbia

Registered Investment Advisory firm - (12/1/2025 Terminated)

Illinois

Registered Investment Advisory firm - (10/8/2024 Approved)

Nevada

Registered Investment Advisory firm - (3/9/2023 Approved)

Texas

Registered Investment Advisory firm - (11/7/2023 Conditional Restricted)

Utah

Registered Investment Advisory firm - (12/3/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10845 Griffith Peak Dr, Las Vegas, NV 89135

Mailing Address

Phone number

(702) 986-0868

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 2,505,749

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Katharine A. Zafiris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katharine Angeliki Zafiris's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIGHTWISE WEALTH

FOCUS PARTNERS WEALTH, LLC

ELLEVEST

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2025

Current Firm

RIGHTWISE WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIGHTWISE WEALTH

TRUST BUT VERIFY

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