Gyanendra K. Joshi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gyanendra Kumar Joshi, who also goes by Joe K Joshi, was a registered financial professional .
Gyanendra is a previously registered financial professional and started their career in finance in 1974. Gyanendra had worked at 5 firms and has passed the Series 63, Series 65, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2003 - November 21, 2019
SYSTEMATIC FINANCIAL MANAGEMENT LP
July 12, 1996 - February 12, 2003
SYSTEMATIC FINANCIAL MANAGEMENT LP
August 26, 1994 - July 16, 1996
UBS ASSET MANAGEMENT (US) INC.
October 31, 1986 - June 8, 1987
ABACUS EQUITY SERVICES, INC.
January 4, 1980 - October 31, 1986
CARDELL & ASSOCIATES, INCORPORATED
October 23, 1974 - November 29, 1979
INTERCONTINENTAL SECURITIES, INC.
Primary Firm SEC Registration
SYSTEMATIC FINANCIAL MANAGEMENT LP
CRD#: 106146 / SEC#: 801-48908
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/17/1974
Registered Representative ExaminationCurrent Firm
SYSTEMATIC FINANCIAL MANAGEMENT LP
CRD#: 106146 / SEC#: 801-48908
Contact information
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 165 |
| AUM (Assets Under Management) | $ 3,903,107,908 |
Red Flags
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