Jeffrey A. Franco

JV GLOBAL CAPITAL

Houston, TX 77056-3899

Some features on this profile are disabled

CRD#: 7999779

Professional summary

Jeffrey Alexander Franco is a registered financial advisor currently at JV GLOBAL CAPITAL, INC. located in Houston, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Jeffrey has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alexander Franco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2024 - Present

JV GLOBAL CAPITAL, INC.

Office #1: 1980 Post Oak Blvd. Suite 304, Houston, TX 77056-3899

RIA

CRD#: 316742

Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 2/13/2025

Securities Industry Essentials Examination

Current Firm

JV GLOBAL CAPITAL, INC.

CRD#: 316742 / SEC#: 801-122487

RIA

Registered Investment Advisory firm - (3/7/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/2/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1980 Post Oak Blvd. Suite 304, Houston, TX 77056-3899

Mailing Address

Phone number

(346) 355-3323

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 7,798,268

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Wootton

EDWARD JONES

IAR

Sugar Land, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey A. Franco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alexander Franco's CRS (Customer Relationship Summary).

Certified licenses

Experience

JV GLOBAL CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/2024

SIE

Date: 2/13/2025

Current Firm

JV GLOBAL CAPITAL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JV GLOBAL CAPITAL, INC.

TRUST BUT VERIFY

Similar Advisors