YS
Yi Sui
BROOKSTONE WEALTH ADVISORS
Beaverton, OR 97005
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CRD#: 7997642
YS
Professional summary
Yi Sui is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Beaverton, Oregon.
Yi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Yi has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As a life insurance agent, I assess life insurance/annuity needs for clients, submit applications and review policies. Name of the OBA: 9 Fortunes Insurance Services, Inc. It's investment related. Address: 333 Gellert Blvd #228, Daly City, CA, 94015 My position: Insurance Agent Start date: 10/01/2022 80 hrs per month devoted. the number of hours you devote to the other business during securities trading hours: 4hrs
CRS (Client Relationship Summary) - RIA
Click below to view Yi Sui's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2024 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 12655 Sw Center St Ste 530, Beaverton, OR 97005RIA
CRD#: 137658
Beaverton, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/17/2024)
IAR
Massachusetts(2/14/2025)
IAR
Oregon(10/17/2024)
IAR
Washington(10/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
