AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
HM

Harley Matthews

LEMNIS CAPITAL
RICHARDSON, TX 75082
CRD#: 7995438
Some features on this profile are disabled
HM
Harley MatthewsLEMNIS CAPITAL

Professional summary

Harley Matthews is a registered financial advisor currently at LEMNIS CAPITAL located in Richardson, Texas and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.

Harley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Harley has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harley Matthews's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 11, 2026 - Present

LEMNIS CAPITAL

Office #1: 2400 Lakeside Blvd Suite 200, Richardson, TX 75082
RIA
CRD#: 340137
RICHARDSON, TX
Current

March 8, 2026 - Present

INNOVATION PARTNERS LLC

Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210
RIA
BD
CRD#: 146344
CHARLOTTE, NC
Past

May 19, 2025 - March 10, 2026

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
DALLAS, TX
Past

November 11, 2024 - March 10, 2026

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/8/2026)
RR
Nevada
(3/8/2026)
RR
Oklahoma
(3/8/2026)
RR
Texas
(3/8/2026)
IAR
Texas
(3/11/2026)
RR
Utah
(3/8/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/17/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/28/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/11/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/25/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LEMNIS CAPITAL
LEMNIS CAPITAL

CRD#: 340137 / SEC#: 801-135496

RIA
Registered Investment Advisory firm - (3/9/2026 120-Day Approval)
Loading...

Contact information

Main Address
Richardson, TX
Mailing Address
Phone number
(817) 680-7665
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LEMNIS CAPITAL FORM ADV 2A (2/18/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEMNIS CAPITAL

CRD#: 340137Richardson, TX 75082

TRUST BUT VERIFY

Monitor Harley Matthews

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
RICHARDSON, TX
JM
Jonathan MeaneyAdvisorCheck Check Mark
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
IAR
RR
Dallas, TX
AG
Adam GelmonAdvisorCheck Check Mark
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
IAR
RR
Dallas, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.