Phillip Sharp

PALISADE WEALTH MANAGEMENT

Broomfield, CO

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CRD#: 7994443

Professional summary

Phillip Sharp is a registered financial advisor currently at PALISADE WEALTH MANAGEMENT located in Broomfield, Colorado.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Phillip has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the business: scripturefix.com Nature of the business: e-commerce Investment-related? No Business address: Broomfield, CO Your position: Creator and sole proprietor Start date: Summer 2021 Hours/month: a few hrs/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Sharp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2024 - Present

PALISADE WEALTH MANAGEMENT

RIA

CRD#: 147725

Broomfield, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALISADE WEALTH MANAGEMENT

JACOBS EQUITY | PALISADE WEALTH MANAGEMENT

CRD#: 147725 / SEC#: 801-131649

RIA

Registered Investment Advisory firm - (12/18/2024 Approved)

California

Registered Investment Advisory firm - (1/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/24/2024 Terminated)

Utah

Registered Investment Advisory firm - (12/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/2024

Uniform Investment Adviser Law Examination

Current Firm

PALISADE WEALTH MANAGEMENT

JACOBS EQUITY | PALISADE WEALTH MANAGEMENT

CRD#: 147725 / SEC#: 801-131649

RIA

Registered Investment Advisory firm - (12/18/2024 Approved)

California

Registered Investment Advisory firm - (1/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/24/2024 Terminated)

Utah

Registered Investment Advisory firm - (12/26/2024 Terminated)

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Contact information

Main Address

12231 S 900 E, Draper, UT 84020

Mailing Address

Po Box 1276, Draper, UT 84020

Phone number

(650) 387-3808

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PALISADE WEALTH MANAGEMENT BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	137
AUM (Assets Under Management)	$ 111,699,552

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillip Sharp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Sharp's CRS (Customer Relationship Summary).

Certified licenses

Experience

PALISADE WEALTH MANAGEMENT

Primary Firm SEC Registration

PALISADE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/6/2024

Current Firm

PALISADE WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALISADE WEALTH MANAGEMENT

TRUST BUT VERIFY

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