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DS

Dylan P. Sylvester

SCARBOROUGH CAPITAL MANAGEMENT
Annapolis, MD 21401
Some features on this profile are disabled
CRD#: 7994022
DS

Professional summary

Dylan Patrick Sylvester is a registered financial advisor currently at SCARBOROUGH CAPITAL MANAGEMENT located in Annapolis, Maryland and INDEPENDENT FINANCIAL GROUP, LLC located in Annapolis, Maryland.

Dylan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Dylan has worked at 3 firms and has passed the Series 66, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dylan Patrick Sylvester's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2026 - Present

SCARBOROUGH CAPITAL MANAGEMENT

Office #1: 1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401
RIA
CRD#: 169517
Annapolis, MD
Current

January 17, 2025 - Present

INDEPENDENT FINANCIAL GROUP, LLC

Office #1: 1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401
RIA
BD
CRD#: 7717
Annapolis, MD
Past

January 20, 2026 - January 27, 2026

INDEPENDENT FINANCIAL GROUP, LLC

RIA
CRD#: 7717
SAN DIEGO, CA
Past

October 25, 2024 - January 27, 2025

W&S BROKERAGE SERVICES, INC.

BD
CRD#: 8099
OWINGS MILL, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SCARBOROUGH CAPITAL MANAGEMENT
SCARBOROUGH ADVISORS, LLC | SCARBOROUGH CAPITAL MANAGEMENT

CRD#: 169517 / SEC#: 801-79006

RIA
Registered Investment Advisory firm - (11/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(1/17/2025)
IAR
Maryland
(2/4/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/16/2026
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/12/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 10/24/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/2/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SCARBOROUGH CAPITAL MANAGEMENT
SCARBOROUGH ADVISORS, LLC | SCARBOROUGH CAPITAL MANAGEMENT

CRD#: 169517 / SEC#: 801-79006

RIA
Registered Investment Advisory firm - (11/20/2013 Approved)
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Contact information

Main Address
1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401
Mailing Address
Phone number
(410) 573-5700
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCM 2025 FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts2,056
AUM (Assets Under Management)$ 1,399,926,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCARBOROUGH CAPITAL MANAGEMENT

CRD#: 169517Annapolis, MD 21401

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