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Nicole Verde

EDWARDS FINANCIAL SERVICES
Winter Park, FL 32792
Some features on this profile are disabled
CRD#: 7993952
NV

Professional summary

Nicole Verde is a registered financial advisor currently at EDWARDS FINANCIAL SERVICES located in Winter Park, Florida and CALTON & ASSOCIATES, INC. located in Winter Park, Florida.

Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Nicole has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Verde's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 18, 2025 - Present

EDWARDS FINANCIAL SERVICES

Office #1: 5494 Lake Howell Rd, Winter Park, FL 32792
RIA
CRD#: 150517
Winter Park, FL
Current

April 17, 2025 - Present

CALTON & ASSOCIATES, INC.

Office #1: 5494 Lake Howell Rd, Winter Park, FL 32792
RIA
BD
CRD#: 20999
Winter Park, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/21/2025)
IAR
Florida
(8/18/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/13/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/21/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 4/17/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/18/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

EF
EDWARDS FINANCIAL SERVICES
EDWARDS FINANCIAL SERVICES | EDWARDS FINANCIAL SERVICES INC.

CRD#: 150517 / SEC#:

Florida
Registered Investment Advisory firm - (7/19/2022 Approved)
New York
Registered Investment Advisory firm - (8/2/2022 Approved)
Texas
Registered Investment Advisory firm - (4/7/2022 Conditional Restricted)
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Contact information

Main Address
5494 Lake Howell Rd, Winter Park, FL 32792
Mailing Address
Phone number
(407) 678-9400
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts500
AUM (Assets Under Management)$ 51,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EDWARDS FINANCIAL SERVICES

CRD#: 150517Winter Park, FL 32792

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