Levi B. Hammock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Levi Blake Hammock, who also goes by Levi Hammock, was a registered financial professional .
Levi is a previously registered financial professional and started their career in finance in 2025. Levi had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2025 - August 10, 2026
MODERN WEALTH LLC
February 6, 2025 - March 20, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
February 5, 2025 - March 20, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/5/2025
General Securities Representative ExaminationCurrent Firm
MODERN WEALTH LLC
CRD#: 300407 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 24,715,434 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
