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LH

Levi B. Hammock

MODERN WEALTH LLC
Auburndale, FL
Some features on this profile are disabled
CRD#: 7993460
LH

Professional summary

Levi Blake Hammock, who also goes by Levi Hammock, is a registered financial advisor currently at MODERN WEALTH LLC located in Auburndale, Florida.

Levi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Levi has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Levi Hammock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Levi Blake Hammock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 14, 2025 - Present

MODERN WEALTH LLC

RIA
CRD#: 300407
Auburndale, FL
Past

February 6, 2025 - March 20, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
TAMPA, FL
Past

February 5, 2025 - March 20, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/14/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/2/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/5/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/30/2024
Securities Industry Essentials Examination

Current Firm

MODERN WEALTH LLC
MODERN WEALTH LLC
MODERN WEALTH LLC

CRD#: 300407 / SEC#:

Florida
Registered Investment Advisory firm - (7/14/2025 Approved)
Pennsylvania
Registered Investment Advisory firm - (4/3/2019 Approved)
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Contact information

Main Address
Blue Bell, PA
Mailing Address
Phone number
(888) 692-3897
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts60
AUM (Assets Under Management)$ 15,863,470

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MODERN WEALTH LLC

MODERN WEALTH LLC

CRD#: 300407Auburndale, FL

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