Tracy Marie Williams
Professional Summary
Tracy Marie Williams, who also goes by Tracy M Huhn, is a registered financial advisor currently at INTEGRATED WEALTH MANAGEMENT, INC. located in Uniontown, Ohio. Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Tracy has worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tracy M Huhn
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.W. COLE FINANCIAL, INC.
E1 ASSET MANAGEMENT, INC.
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.W. COLE FINANCIAL, INC.
E1 ASSET MANAGEMENT, INC.
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.W. COLE FINANCIAL, INC.
E1 ASSET MANAGEMENT, INC.
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.W. COLE FINANCIAL, INC.
E1 ASSET MANAGEMENT, INC.
LPL FINANCIAL LLC
Years of Experience
2 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.W. COLE FINANCIAL, INC.
E1 ASSET MANAGEMENT, INC.
LPL FINANCIAL LLC
Current Firm
INTEGRATED WEALTH MANAGEMENT, INC.
Contact Information
Main Address
1790 Town Park Blvd. Suite K, Uniontown, OH 44685Phone Number
(330) 896-1644# of Employees
10SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,326AUM (Assets Under Management)
$254,065,547Similar Advisors
RBC CAPITAL MARKETS, LLC
J.W. COLE FINANCIAL, INC.
E1 ASSET MANAGEMENT, INC.
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.W. COLE FINANCIAL, INC.
E1 ASSET MANAGEMENT, INC.
LPL FINANCIAL LLC
Primary Firm SEC Registration
INTEGRATED WEALTH MANAGEMENT, INC.
State Registrations and Notice Filings
(10/18/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.W. COLE FINANCIAL, INC.
E1 ASSET MANAGEMENT, INC.
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - RIA
Click below to view Tracy Marie Williams's CRS (Customer Relationship Summary).
Similar Advisors
RBC CAPITAL MARKETS, LLC
J.W. COLE FINANCIAL, INC.
E1 ASSET MANAGEMENT, INC.
LPL FINANCIAL LLC