RL
Riley Lavancha
ROCKBRIDGE INVESTMENT MANAGEMENT
Syracuse, NY 13202
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CRD#: 7992792
RL
Professional summary
Riley Lavancha is a registered financial advisor currently at ROCKBRIDGE INVESTMENT MANAGEMENT, LLC located in Syracuse, New York.
Riley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Riley has worked at 3 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DEVINS REC ROOM POSITION: BOARD MEMBER NATURE: I am on the board of directors for a non-profit called Devins Rec Room in Syracuse NY. The business is unrelated to investments. The business is aimed at helping persons in alcohol or drug recovery. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2024 ADDRESS: 511 Butternut St, Syracuse NY 13208, United States DESCRIPTION: https://www.devinsrecroom.org/My role on the board is to help guide the company in achieving its goal of helping those in recovery by voting on and providing advise on what should be done, i.e fund raising events, runs, walks, promotions, painting. This position is not compensated.
CRS (Client Relationship Summary) - RIA
Click below to view Riley Lavancha's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2025 - Present
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
Office #1: 220 South Warren Street 9th Floor, Syracuse, NY 13202RIA
CRD#: 115754
Syracuse, NY
Past
December 2, 2024 - March 13, 2025
BANKERS LIFE ADVISORY SERVICES, INC.
RIA
CRD#: 281285
Syracuse, NY
Past
November 18, 2024 - March 13, 2025
BANKERS LIFE SECURITIES, INC.
BD
CRD#: 173962
Syracuse, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
AGRI-INVEST, INC. | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | AQRI- INVEST, LLC | AQRI- INVEST | AGRI-INVEST, LLC
CRD#: 115754 / SEC#: 801-60639
RIA
Registered Investment Advisory firm - (10/18/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(3/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 11/18/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 11/18/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
AGRI-INVEST, INC. | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | AQRI- INVEST, LLC | AQRI- INVEST | AGRI-INVEST, LLC
CRD#: 115754 / SEC#: 801-60639
RIA
Registered Investment Advisory firm - (10/18/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
220 South Warren Street 9th Floor, Syracuse, NY 13202
Mailing Address
Phone number
(315) 671-0588
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,108 |
| AUM (Assets Under Management) | $ 1,660,732,364 |
Red Flags
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Company Information
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
CRD#: 115754Syracuse, NY 13202TRUST BUT VERIFY
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