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AR

Alvaro Rodriguez Carreno

FUNDAMENTAL SECURITIES
WESTON, FL 33326
Some features on this profile are disabled
CRD#: 7992013
AR

Professional summary

Alvaro Rodriguez Carreno is a registered financial professional currently at FUNDAMENTAL SECURITIES located in Weston, Florida.

Alvaro is registered as a RR (Registered Representative) and started their career in finance in 2025. Alvaro has worked at 1 firm and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alvaro Rodriguez Carreno's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2025 - Present

FUNDAMENTAL SECURITIES

Office #1: 1655 N. Commerce Parkway Suite 301, Weston, FL 33326
BD
CRD#: 322182
WESTON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/25/2025)

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 3/19/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/10/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FUNDAMENTAL SECURITIES
FUNDAMENTAL SECURITIES | LATAM FINANCIAL PARTNERS LLC | LATAM FINANCIAL PARTNERS

CRD#: 322182 / SEC#: , 8-70974

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1655 N. Commerce Parkway Suite 301, Weston, FL 33326
Mailing Address
1655 N. Commerce Parkway Suite 301, Weston, FL 33326
Phone number
(954) 727-3118
Established
Florida since 08/23/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CANO, GUSTAVO A.CEO5583243
FUNDAMENTAL COMPLIANCE SERVICES LLCMAJORITY OWNER
GONZALEZ, CARLOS JAVIERCCO4294205
ISLA VENTURES, LLCMINORITY OWNER
SCHWARTZ, DANIEL MARCADVISOR5820451
VELASQUEZ ELNESER, FARID ANDRESFINANCIAL AND OPERATIONS PRINCIPAL4865394

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FUNDAMENTAL SECURITIES

CRD#: 322182Weston, FL 33326

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