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LH

Luke Haverkamp

HAVERKAMP INVESTMENTS
AMES, IA 50010
Some features on this profile are disabled
CRD#: 7991557
LH

Professional summary

Luke Haverkamp is a registered financial professional currently at HAVERKAMP INVESTMENTS, INC. located in Ames, Iowa.

Luke is registered as a RR (Registered Representative) and started their career in finance in 2025. Luke has worked at 1 firm and has passed the Series 63, SIE, Series 28 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Luke Haverkamp's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2025 - Present

HAVERKAMP INVESTMENTS, INC.

Office #1: 510 S 17th St Ste 104, Ames, IA 50010
BD
CRD#: 332335
AMES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Iowa
(6/23/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/9/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/8/2024
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 28
Date: 6/23/2025
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/23/2025
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HI
HAVERKAMP INVESTMENTS, INC.
HAVERKAMP INVESTMENTS, INC.

CRD#: 332335 / SEC#: , 8-71276

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
510 S 17th St Ste 104, Ames, IA 50010
Mailing Address
510 S 17th St Ste 104, Ames, IA 50010
Phone number
(515) 255-1201
Established
Iowa since 06/18/2024
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HAVERKAMP, BRENTOWNER7991467
HAVERKAMP, LUKEOWNER7991557
JACOBSEN, BRYAN KCHIEF COMPLIANCE OFFICER3055957
LENOIR, CHRISTOPHER ROBERTPRESIDENT, OWNER7404148
RIP, OLGAFINOP5440553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAVERKAMP INVESTMENTS, INC.

CRD#: 332335Ames, IA 50010

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