AP
Anita S. Petty
TRANSAMERICA FINANCIAL ADVISORS
Las Vegas, NV 89147
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CRD#: 7991526
AP
Professional summary
Anita Sue Petty, who also goes by Antia Sue Petty, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Las Vegas, Nevada.
Anita is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Anita has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Antia Sue Petty
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. COPERNICUS NINE, LLC / 1217-Present / Investment Related: Yes / 5716 Corsa Avenue, Suite 110, Westlake Village, CA 91362 / Manager / real estate, particularly residential property rental. / Hrs. Work Monthly: 4 / Sec Trading Hrs.: 0 / I manage the day-to-day affairs of the business including: LLC management activities, bookkeeping, meetings with the property management company, tax prep, annual business filings, and insurance management. MERIT GATE CAPITAL HOLDINGS, LLC/ 1117-Present / Investment Related: Yes / 9107 West Russell Road Suite 100, Las Vegas, NV 89148 / Position / This is a disregarded entity for tax purposes. / Hrs. Work Monthly: 1 / Sec Trading Hrs.: 0 / manage the day-to-day affairs of the legal entities under its purview. PEREGRINE SHORES, LLC/ 0223-Present / Investment Related: Yes / 7901 4th ST N, STE 300, St. Petersburg, FL 33702 / Managing Member / real estate investing/ Hrs. Work Monthly: 3 / Sec Trading Hrs.: 0 / I manage the day-to-day affairs of the business including: LLC management activities, bookkeeping, meetings with the property management company, tax prep, annual business filings, and insurance management. MAJESTIC RIDGE, LLC/ 1022-Present / Investment Related: Yes / 30 N Gould Street, STE R, Sheridan, WY 82801/ Managing Member / management/utility company / Hrs. Work Monthly: 2 / Sec Trading Hrs.: 0 / I manage the day-to-day affairs of the company. THE ANITA PETTY FAMILY LIMITED PARTNERSHIP /0418-Present / Investment Related: Yes /30 N Gould St, STE R, Sheridan, WY 82801 / Managing Member for the General Partner/ administrative/ Hrs. Work Monthly: 1 / Sec Trading Hrs.:0/ As the Managing Member for the General Partner (Merit Gate Capital Holdings, LLC), annual business filings, registered agent updates, tax prep, preparing meeting minutes, FINCEN BOIR reporting, and insurance management. LEADING EDGE VENTURES, LLC / 0618-Present/ Investment Related: No / 30 N Gould ST, STE R, Sheridan, WY 82801/ Managing Member / This business is built around my book, "Money Switch / Hrs. Work Monthly: 30 / Sec Trading Hrs.: 5 / I am a Resilience Coach, I offer customers an online course on resiliency which includes coaching from me via video conferences and emails. Working with a third-party contract worker, I create content for the website, blog, emails, and social media. From time to time, I also appear in podcasts related to resiliency topics and have social media pages on Facebook, Instagram, and LinkedIn that support the business. In the past, I have appeared on radio broadcasts and in television interviews. KEPLER HORIZONS, LLC / 1022-Present / Investment Related: No /30 N GOULD ST, STE R, Sheridan, WY 82801 / Managing Member/ Nature of Business/ Hrs. Work Monthly: 0/ Sec Trading Hrs.: 0 / Per Item 21a, this entity does not presently support a going concern. As such, my duties are limited to filing annual reports, updating registered agent information as required, and ensuring the entity remains in good standing with the Wyoming Secretary of State. INHERENT GUARD NETWORK / 0624-Present / Investment Related: No / 923 Haddonfield Rd, STE 300, Cherry Hill, New Jersey 08003 / Referring Agent / nationwide network of attorneys and paralegals that create trusts, wills, powers of attorney, and other legal documents for its customers. / Hrs. Work Monthly: / Sec Trading Hrs.: / As a referring agent, . ELECTION DEPARTMENT, CLARK COUNTY, NEVADA /1022-Present / Investment Related: No /965 N Trade Dr, Unit A, North Las Vegas, NV 89030 / Election Worker/ INHERITGUARD, LLC POSITION: Representative NATURE: Estate Services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 11/10/2025 ADDRESS: 30 N Gould Street, STE 41954, Sheridan WY 82801, United States DESCRIPTION: Client communications
CRS (Client Relationship Summary) - RIA
Click below to view Anita Sue Petty's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anita Sue Petty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2025 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8875 W. Flamingo Rd. Suite 200, Las Vegas, NV 89147RIA
BD
CRD#: 16164
Las Vegas, NV
Current
October 9, 2024 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8875 W. Flamingo Rd. Suite 200, Las Vegas, NV 89147RIA
BD
CRD#: 16164
Las Vegas, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/10/2025)
RR
Nevada(11/26/2024)
IAR
Nevada(1/21/2025)
RR
Texas(10/20/2025)
IAR
Texas(10/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/9/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Las Vegas, NV 89147TRUST BUT VERIFY
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