Luke Becker

XA INVESTMENTS

CHICAGO, IL 60654

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CRD#: 7990962

Professional summary

Luke Becker is a registered financial advisor currently at XA INVESTMENTS located in Chicago, Illinois and XMS CAPITAL PARTNERS, LLC located in Chicago, Illinois.

Luke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Luke has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

XA INVESTMENTS, ANALYST, COMPENSATED, 40+ HOURS WEEKLY Geoboards, LLC, Patent Holding LLC and App Development Company, Founder/CEO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Becker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2025 - Present

XA INVESTMENTS

Office #1: 321 N. Clark Street Suite 2430, Chicago, IL 60654

RIA

CRD#: 284005

CHICAGO, IL

Current

December 2, 2024 - Present

XMS CAPITAL PARTNERS, LLC

Office #1: 321 N Clark Street Suite 2440, Chicago, IL 60654

CRD#: 142871

Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

XA INVESTMENTS

XA INVESTMENTS | XA INVESTMENTS LLC

CRD#: 284005 / SEC#: 801-110653

RIA

Registered Investment Advisory firm - (8/10/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/2/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/28/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

XA INVESTMENTS

XA INVESTMENTS | XA INVESTMENTS LLC

CRD#: 284005 / SEC#: 801-110653

RIA

Registered Investment Advisory firm - (8/10/2017 Approved)

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Contact information

Main Address

321 N. Clark Street Suite 2430, Chicago, IL 60654

Mailing Address

Phone number

(312) 374-6930

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 950,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Luke Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

XA INVESTMENTS

XMS CAPITAL PARTNERS, LLC

Primary Firm SEC Registration

XA INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/2025

Series 7TO

Date: 12/2/2024

SIE

Date: 10/28/2024

FINRA

Current Firm

XA INVESTMENTS

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

XA INVESTMENTS

TRUST BUT VERIFY

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