Douglas Buchanan
Professional summary
Douglas Buchanan is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2025. Douglas has worked at 2 firms and has passed the Series 66, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Buchanan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2025 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005April 11, 2025 - October 7, 2025
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2025)
Exams
Series 99TO
Date: 11/3/2025
Operations Professional ExaminationSeries 7TO
Date: 4/11/2025
General Securities Representative ExaminationCboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
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