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AR

Appleton Rhys

OUTSET GLOBAL TRADING LIMITED
London, WC2N 6LE
Some features on this profile are disabled
CRD#: 7989104
AR

Professional summary

Appleton Rhys, who also goes by Rhys Appleton, is a registered financial professional currently at OUTSET GLOBAL TRADING LIMITED .

Appleton is registered as a RR (Registered Representative) and started their career in finance in 2025. Appleton has worked at 1 firm and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rhys Appleton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Appleton Rhys's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 26, 2025 - Present

OUTSET GLOBAL TRADING LIMITED

Office #1: Ground Floor, River Suite, Ivybridge House 1-5 Adam Street, London, WC2N 6LE
BD
CRD#: 281065
London,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 11/26/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/9/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

OG
OUTSET GLOBAL TRADING LIMITED
OUTSET GLOBAL TRADING LIMITED

CRD#: 281065 / SEC#: , 8-69657

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1120 Avenue Of Americas 14th Floor, New York, NY 10036
Mailing Address
1120 Avenue Of The Americas 14th Floor, New York, NY 10036
Phone number
(212) 390-0904
Established
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BANDEEN, ADAM DRUMMONDPRESIDENT2389750
MCCABE, RAYMOND FRANCISCEO & EXECUTIVE REPRESENTATIVE2577501
FREY, KRISTOPHER SEANFINOP/CFO, COO, CCO4797346

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OUTSET GLOBAL TRADING LIMITED

CRD#: 281065London, WC2N 6LE

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