CH
Casie M. Harris
CBOE FIXEDOME MARKETS
Chicago, IL 60607
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CRD#: 7988940
CH
Professional summary
Casie Marie Harris is a registered financial professional currently at CBOE FIXED INCOME MARKETS, LLC located in Chicago, Illinois.
Casie is registered as a RR (Registered Representative) and started their career in finance in 2024. Casie has worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Casie Marie Harris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2024 - Present
CBOE FIXED INCOME MARKETS, LLC
Office #1: 433 West Van Buren Street, Chicago, IL 60607BD
CRD#: 315771
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CBOE FIXED INCOME MARKETS, LLC
CBOE FIXED INCOME MARKETS, LLC
CRD#: 315771 / SEC#: , 8-70752
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
17 State Street 31st Floor, New York, NY 10004
Mailing Address
17 State Street 31st Floor, New York, NY 10004
Phone number
(212) 378-8520
Established
Delaware since 05/25/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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